Wednesday, 3 August 2022

Regulatory Compliance

Just finished this online course through the University of Pennsylvania. Pretty good course, with some interesting insights into why employees engage in high risk behaviour.

There was also a discussion of the "One Guy" problem in compliance - namely the rogue employee who knowingly or recklessly breaches the law, despite knowing the rules. While the One Guy problem is a hard one to combat, it is something that every Compliance Officer has to be constantly on the lookout for.

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